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Compliance in Facility Management: A Guide for HR, IT, and Facility Managers

Compliance in Facility Management (FM) is paramount for the safety, well-being, and legal protection of employees, visitors, and the facility. Understanding compliance requirements, responsible parties, and potential consequences ensures compliance is maintained.

Compliance in Facility Management: A Guide for HR, IT, and Facility Managers

Why Compliance Matters in Facility Management

Facility management involves managing and maintaining buildings and facilities to ensure the safety and well-being of occupants and the smooth operation of daily activities. Compliance with relevant regulations is essential for several reasons:

  1. Legal Protection: Failure to comply with regulations can lead to legal penalties, including fines, license suspensions, or even criminal charges.
  2. Safety and Health: Compliance with health and safety regulations protects employees and visitors from potential hazards, accidents, and injuries.
  3. Insurance Coverage: Many insurance policies require facilities to maintain compliance with specific regulations. Failure to do so can impact the validity of the insurance coverage.
  4. Operational Efficiency: Compliant facilities operate more efficiently, as they adhere to established standards and best practices.
  5. Reputation Management: A history of non-compliance can damage a facility's reputation and make it less attractive to potential clients or partners.

Who is Responsible for Keeping Your Facility in Compliance?

Responsibility for compliance in facility management is shared among several stakeholders:

  1. Facility Managers: Responsible for overseeing compliance with all applicable regulations related to the facility's operations and maintenance.
  2. Human Resources (HR) Managers: Responsible for ensuring compliance with regulations related to employee safety, health, and accessibility.
  3. Information Technology (IT) Managers: Responsible for compliance with regulations related to data security, privacy, and technology infrastructure.
  4. Real Estate & Facility Managers: Responsible for compliance with building codes, zoning laws, and other regulations related to the building's design and construction.
  5. School and College IT Managers: Responsible for compliance with regulations related to student safety, special needs, and educational technology.

Ensuring Compliance in Facility Management

To maintain compliance, it is crucial to:

  1. Understand Regulations: Familiarize yourself with all relevant regulations applicable to your facilities.
  2. Develop a Compliance Plan: Establish a comprehensive plan outlining strategies, procedures, and responsibilities for maintaining compliance.
  3. Train Staff: Provide training to staff on compliance requirements and their responsibilities in maintaining compliance.
  4. Monitor and Audit: Regularly monitor compliance and conduct periodic audits to identify and address any areas of non-compliance.
  5. Maintain Records: Document all compliance activities, including training, inspections, and audits, to demonstrate compliance.
  6. Seek Professional Assistance: If necessary, consult with legal counsel, safety inspectors, or other experts to ensure compliance with complex regulations.


Compliance in facility management is essential for the safety, health, legal protection, and smooth operation of facilities. Maintaining compliance involves a shared responsibility among facility managers, HR managers, IT managers, real estate & facility managers, and school and college IT managers. By understanding compliance requirements, establishing a compliance plan, training staff, monitoring compliance, and seeking professional assistance when needed, facilities can effectively maintain compliance and mitigate potential risks.


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